Holdings record field coding

Summary

This document covers coding best practices for fields and subfields in holdings records.

Contents

MARC field definitions and uses

Required fields for all holdings records

  • LDR - Leader
  • 005 - Date and Time of Latest Transaction
  • 008 - Fixed-Length Data Elements
  • 852 - Location

Additional required fields for multipart and serial holdings records (if applicable)

  • 853 - Captions and Pattern-Basic Bibliographic Unit (only for currently received titles)
  • 854 - Captions and Pattern-Supplementary material (only for currently received titles)
  • 855 - Captions and Pattern-Indexes (only for currently received titles)
  • 866 - Textual Holdings-Basic Bibliographic Unit
  • 867 - Textual Holdings-Supplementary Material
  • 868 - Textual Holdings-Indexes

Holdings templates

When creating a new holdings record in Alma, use one of the following holdings templates to ensure the LDR and 008 fields are properly coded.

UCB Single-part (default)
MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     #####nx##a22#####un#4500
008     ######0u####0###4001uu###0000000
852 0   $$b $$c $$h $$i
UCB Multipart
MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     #####nv##a22#####un#4500
008     ######0u####0###4001uu###0000000
852 0   $$b $$c $$h $$i
866   0 $$a 
UCB Serial
MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     #####ny##a22#####un#4500
008     ######0u####0###4001uu###0000000
852 0   $$b $$c $$h $$i
866   0 $$a

MARC fields in current holdings records

ELEMENT LABEL USE & NOTES
LDR Leader Required: All
See LDR details below
005 Date and time of latest transaction Required: All
Alma generated. Migrated holdings don’t have this field, but if you save a record in Alma that does not have this field, Alma will create one.
008 Fixed-length data elements Required: All
See 008 details below
506 Restrictions on Access Note Optional: All
Copy-specific information in Alma (forthcoming)
541 Immediate Source of Acquisition Note Optional: All
Copy-specific information in Alma (forthcoming)
561 Ownership and Custodial History Required: WEST and other Shared Print holdings. WEST Disclosure Policy (PDF, 735KB)
Copy-specific information in Alma (forthcoming)
563 Binding Information Optional: All
Copy-specific information in Alma (forthcoming)
583 Action Note Required: WEST and other Shared Print holdings. WEST Disclosure Policy (PDF, 735KB)
590 Other copy-specific notes Optional: All
Copy-specific information in Alma (forthcoming)
852 Location Required: All 
 
WARNING: NEVER enter multiple 852 fields in a single holdings record. While the field is repeatable in MARC, multiple 852 fields break the display in UC Library Search.

Indicators
For LC classification, use: 0#
For local call numbers, use: 8#
For NLM classification, use: 2#
For SuDoc classification, use: 3# 

Migrated records use 01, but may be miscoded and need correction.

MARC Holdings 852
852 $b Sublocation or collection Required: All
3- or 4-letter Library code (see Complete list of location codes)
852 $c Shelving location Required: All
Location code (see Complete list of location codes)
852 $h Classification part Required: LC call numbers
Required: Non-LC call numbers
852 $i Item part Required: LC call numbers
852 $j Shelving control number Use only if the 852 first indicator is 4.
This field was incorrectly used during migration for all call numbers tagged 099 in Millennium holdings records. If you come across this subfield in a record you’re working on, change it to $h and correct the first indicator if needed.
852 $k Call number prefix Required if location uses prefixes to identify sizes (e.g., t for tinies) and/or shelving location (e.g., f for folios) or for collections interfiled with other materials (e.g., tm for the EAL Tibeto-Mongolian collection or k for the Kofoids at BIOS)
852 $x Nonpublic note Optional: all
Notes intended only for library staff.
852 $z Public note Optional: all
Notes pertaining to the location of the item(s) intended to display in UC Library Search.
853 Captions and Pattern-Basic Bibliographic Unit Required: Currently received serials with a frequency more than annual, in order to generate predicted items
Serials - Prediction Pattern Guide
854 Captions and Pattern-Supplementary Material Required: if applicable, for currently received serials
Serials - Prediction Pattern Guide
855 Captions and Pattern-Indexes Required: if applicable, for currently received serials
Serials - Prediction Pattern Guide
866 Textual Holdings-Basic Bibliographic Unit Required: for locally cataloged multipart and serial records
Procedure for multivolume monograph (MVM) cataloging
UC Berkeley guidelines for recording holding statements in Alma holdings records (forthcoming)
867 Textual Holdings-Supplementary Material Required: if applicable, for multipart and serial records
UC Berkeley guidelines for recording holding statements in Alma holdings records (forthcoming)
868 Textual Holdings-Indexes Required: if applicable, for multipart and serial records
UC Berkeley guidelines for recording holding statements in Alma holdings records (forthcoming)

Examples of current holdings standards for various formats

Monograph

MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     00145nx##a2200061un#4500
005     20231214074049.0
008     2312130u####0###4001uu###0000000
852 0   $$b BIOS $$c bi $$h QK149 $$i .R5549 2023

Multivolume monograph (MVM)

MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     00180nv##a2200073un#4500
005     20231214084132.0
008     2211140u####0###4001uu###0000000
852 0   $$b EAL $$c ea $$h JQ1063.A979 $$i W837 2021
866   0 $$a v.1-v.2 (2021)

Serial

MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     00269ny##a2200085un#4500
005     20231214092926.0
008     2204110u####0###4001uu###0000000
852 0   $$b MAIN $$c ma $$h PL4378 $$i .A383 $$z Unbound issues in South/Southeast Asia Library
853 0 0 $$a no. $$u 6 $$v c $$i (year) $$j (month) $$w b $$8 0
866   0 $$a no.46(2021)-

Collection level record

MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     00225nv##a2200085un#4500
005     20240221095014.0
008     1011220u####0###4001uueng0000000
852 0   $$b BANC $$c tb94 $$k pf $$h Z286.P35 $$i H37 2005
866   0 $$a box 1
561 1   $$a From the collection of Lynn Munroe.

Host bibliographic records

Consult Creating host bibliographic records for bound-withs in Alma for examples.

MARC fields in migrated holdings records

MARC TAG DESCRIPTION EXPLANATION
001 Control number Millennium holdings record number (that we couldn't see in Millennium). Example: h1510789-01ucs_ber
002 Millennium name = Gladis No.  Innopac check in number. Example: .c2347660
004 Control Number for Related Bibliographic Record Millennium bib number. Example: UCB-b123456789-01ucs_ber
035 System Control Number Millennium holdings/check-in number. Example: (CUY)c14433965-01ucs_ber
843 $e Millennium identity Millennium holdings "Identity" field. Example: Print
Note: Migrated usage differs from the usage defined in MARC Holdings Format
901 Bib Utility No. (001) OCLC # from bib (at time of migration)
952 Migrated holdings record & check-in card data Contains many elements from Millennium holdings record and check-in card in this field, each in their own $x subfield with labels. Full details are covered in Millennium-to-Alma field mapping. Holdings fields without MARC coding in Millennium
 
These migrated fields are very difficult to read and soon after migration we discovered that editing them, if they were very long, caused problems with formatting and loss of data. 
 
This field is repeatable. Post-migration holdings notes/updates may be recorded in a newly added 952 field (subfield x).
990 Note re: copy specific information from Millennium bib Applies to one instance of location-call#, but mapped to all migrated holdings records attached to the bib record; inappropriately mapped cases can be cleaned up.
991 local_authority_field Contains Millennium Holdings Mark for Deletion field [only if holdings was withdrawn(w) or active(-)]. APriCoT has approved removing the field from all records.
992 local_authority_field Contains Millennium Bib Code 3 [only if bib was suppressed(n), withdrawn(w), or active(-)]. APriCoT has approved removing the field from all records.

Examples of migrated holdings for various formats

Note that migrated records are typically not compliant with all of the current standards (shown above). Migrated records may be upgraded to current standards as encountered. Do not use these examples as a guide for creating new holdings records.

Monograph

Note: Because it was the standard practice to suppress the holdings record in Millennium for Berkeley print MVMs, those holdings were not migrated to Alma. Ex Libris created bare-bones holdings records as displayed below for regular monographs and for print MVMs at the time of migration.

MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     00208cx##a22000973n#4500
001     h17502567-01ucs_ber
004     UCB-b24980136x-01ucs_ber
852 0   $$b MAIN $$c ma $$h BD236 $$i .C68 2019
Multivolume monograph (MVM) at NRLF

Note: NRLF and BANC were able to migrate their print MVM holdings records, as well as various libraries with multipart map sets.

MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     00287ny##a22001453n#4500
001     h1349445-01ucs_ber
004     UCB-b100111816-01ucs_ber
005     20210601125245
008     1005125u####0###0001uueng0210616
035     $$a (CUY)c24352469-01ucs_ber
852 0 1 $$b NRLF $$c nbev $$h N31 $$i .E482
866   0 $$a v.1-15
901     $$a 13812489
952     $$x Label Type: n $$x Acq Type: z $$x Copies: 1 $$x Claimon: -  - $$x Rloc: z $$x Vendor: none $$x Pcount: 0 $$x Revisions: 7
991     $$a -
992     $$a -
Serial
MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     02963ny##a22001933n#4500
001     h555472-01ucs_ber
002     .c1009667
004     UCB-b119821539-01ucs_ber
005     20231215091423.0
008     8802124u####0###0001uueng0210616
035     $$a (CUY)c14100964-01ucs_ber
852 0 1 $$b BIOS $$c bi $$h RC648.A1 $$i D5 $$x 6 MONTH CLAIM LIMIT! Check-in suppls at end of vol. $$x Includes supplements $$x Account num from packaging: 520734302 or 520697319 $$x Per MS can discard supplemental material that isn't an official supplement 20211217 biab $$x 20181105 Margins reviewed. bijc $$z Unbound issues on display
853 0 3 $$a v. $$b no. $$u 12 $$v r $$i (year) $$j (month) $$w m $$x 01 $$8 1
866   0 $$a 1(1952)-41:9(Sept 1992), 42(1993)-58(2009), 63:1(Jan 2014)-63:8(Aug 2014), 63:10(Oct 2014)-64:5(May 2015), 64:9(Sept 2015)-64:12(Dec 2015), 65:2(Feb 2016)-69:10(Oct 2020), 69:12(Dec 2020)-v.70(2021), 71:3(Mar 2022), 71:5(May 2022)-71:7(July 2022), 71:9(Sept 2022)-
901     $$a 1566563
952 0 1 $$x Label Type: a $$x Acq Type: s $$x Copies: 1 $$x Claimon: 05-21-2020 $$x Rloc: 1 $$x Vendor: ebsco $$x Frequency: m $$x Pcount: 8224 $$x Revisions: 697 $$x Message: Claim skipped issues! We don't have e-access to the current year. 06/28/17 bijc $$x UPI: *bv *sna $$x Bind Info: B BIND$BROWN$V. $$x Bind Info: Do not bind until all issues in bundle are available online (6 month delay). ES approved dropping Rush and doing this instead. 08/6/19 bijc $$x Bind Info: Bind supplements separately $$x Bind Title: DIABETES $$x Label Note: DISPLAY $$x Misc Internal Note: 20200207 v.17:suppl.1(1968), 18:suppl.1(1969), 39:suppl.1(1990), 41:10(Oct 1992)-41:12(Dec 1992), 59(2010)-62(2013) pulled for NRLF biab $$x Checkin Info: C C 0 1 0 1 1 n $$x Checkin Info: 1 v. no. 12 r (year) (month) m $$x Checkin Info: 1 n n S 0 45 4 6 0 2 64 0 $$x Checkin Info: 1 m v. no. (year) (month) (day) 12 r $$x Checkin Info: 1 S 2 0 64 45 12 1 n n 0 0 $$x Checkin Info: 1.1 64 1 2015 01 07-27-2015 $$x Checkin Info: 1.1 B 2015 01 06 1 1 1 $$x Checkin Info: 1.2 64 2 2015 02 07-27-2015 $$x Checkin Info: 1.2 B 2015 02 06 1 1 1 $$x Checkin Info: 1.3 64 3 2015 03 09-03-2015 $$x Checkin Info: 1.3 B 2015 08 17 1 1 1 $$x Checkin Info: 1.4 64 4 2015 04 09-03-2015 $$x Checkin Info: 1.4 B 2015 07 14 1 1 1 $$x Checkin Info: 1.5 64 5 2015 05 01-28-2016 $$x Checkin Info: 1.5 B 2015 07 14 1 1 1 $$x Checkin Info: 1.6 64 6 2015 06 drop action, no response to claims, SK doesn't want to spend any more time claiming. 10/08/15 bijc  clmd2 online 09/15/15 bijm  clmd online 08/07/15 bijc $$x Checkin Info: 1.6 U 2 0 0 $$x Checkin Info: 1.7 64 7 2015 07 drop action, no response to claims, SK doesn't want to spend any more time claiming. 10/08/15 bijc  clmd2 online 09/15/15 bijm  clmd online 08/07/15 bijc $$x Checkin Info: 1.7 U 2 0 0 $$x Checkin Info: 1.8 64 8 2015 08 SK doesn't want to spend any more time claiming. 10/08/15 bijc $$x Checkin Info: 1.8 U 0 0 0 $$x Checkin Info: 1.9 64 9 2015 09 01-28-2016 $$x Checkin Info: 1.9 B 2015 09 02 1 1 1 $$x Checkin Info: 1.10 64 10 2015 10 01-28-2016 $$x Checkin Inf
991     $$a -
992     $$a -
Collection level record
MARC CODE IND 1 IND 2 FIELD CONTENT
LDR     00468ny##a22001573n#4500
001     h14705861-01ucs_ber
004     UCB-b203964214-01ucs_ber
005     20240212093435.0
008     1309045u####0###0001uufre0210616
035     $$a (CUY)c24771892-01ucs_ber
852 0 1 $$b NRLF $$c nbtbr $$h DC141.5 $$i .K3
866   0 $$a box 1-14, volume 1-2
901     $$a 815411963
952 0 1 $$x Label Type: n $$x Acq Type: z $$x Copies: 1 $$x Claimon: -  - $$x Rloc: z $$x Vendor: none $$x Pcount: 0 $$x Revisions: 5
991     $$a -
992     $$a -
Host bibliographic records

Consult Creating host bibliographic records for bound-withs in Alma for examples.

Other MARC holdings fields

MARC holdings fields not used at Berkeley
MARC TAG DESCRIPTION EXPLANATION
003 Control Number Identifier  
007 Physical Description Fixed Field  
010 Library of Congress Control Number  
014 Linkage Number  
016 National Bibliographic Agency Control Number  
017 Copyright or Legal Deposit Number  
020 International Standard Book Number  
022 International Standard Serial Number  
024 Other Standard Identifier  
027 Standard Technical Report Number  
030 CODEN Designation  
040 Record Source  
066 Character Sets Present  
538 System Details Note  
562 Copy and Version Identification Note  
842 Textual Physical Form Designator  
843 Reproduction Note See MARC fields in migrated holdings records. 843
844 Name of Unit  
845 Terms Governing Use and Reproduction Note  
856 Electronic Location and Access  
863 Enumeration and Chronology-Basic Bibliographic Unit Since 866/867/868 are managed manually, this field has generally not been used at UC Berkeley
864 Enumeration and Chronology-Supplementary Material Since 866/867/868 are managed manually, this field has generally not been used at UC Berkeley
865 Enumeration and Chronology-Indexes Since 866/867/868 are managed manually, this field has generally not been used at UC Berkeley
876 Item Information-Basic Bibliographic Unit  
877 Item Information-Supplementary Material  
878 Item Information-Indexes  

LDR / 008 fields

LDR

All Leader (LDR) elements not defined below should be coded as #.

ELEMENT VALUE
LDR/05 (Record status) n - New
LDR/06 (Type of record) x - Single-part item holdings (no 86X)
v - Multipart item holdings (86x required, if record is processed by a cataloger; shelf-ready records omit 86x)
y - Serial item holdings (86x required)
LDR/09 (Character coding scheme) a - UCS/Unicode
LDR/10 (Indicator count) 2
LDR/11 (Subfield code count) 2
LDR/17 (Encoding level) u - Unknown
LDR/18 (Item information in record) n - No item information
LDR/20 (Length-of-field length) 4
LDR/21 (Starting-character-position length) 5
LDR/22 (Implementation-defined length) 0
LDR/23 (Undefined) 0

LDR byte definitions

008

All 008 elements not defined below should be coded as #.

ELEMENT VALUE
008/06 (Receipt, acquisition, or access status) 0 - unknown
008/07 (Method of acquisition) u - Unknown
008/12 (General retention policy) 0 - unknown
008/16 (Completeness) 4 - Not applicable
008/17-19 (Number of copies reported) 001
008/20 (Lending policy) u - Unknown
008/21 (Reproduction policy) u - Unknown
008/25 (Separate or composite copy report) 0 - Separate copy report
008/26-31 (Date of report) 000000

008 byte definitions

By jcripe on 09-24-2024

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